Biography

Kate's corporate practice focuses on investment adviser registration and compliance, hedge funds, private equity funds, and other private investment funds and securities, including the defense of individuals in regulatory enforcement proceedings and related litigation.

Previously, Kate served as an associate in the Investment Management Group at Skadden, Arps, Slate, Meagher & Flom LLP in New York, where she provided regulatory support to investment advisers, worked on initial public offerings and preferred share offerings for registered investment companies, and counseled hedge fund clients.

A graduate of Connecticut College with majors in government and French, Kate also studied abroad in Paris, France.

Services/Industries

Education

  • Brooklyn Law School  (J.D.)
    • Executive Notes & Comments Editor, Brooklyn Law Review
  • Connecticut College  (B.A., cum laude)

Bar Admissions

  • Connecticut

Memberships

  • Connecticut Bar Association
  • New York State Bar Association
  • American Bar Association

Court and Other Admissions

  • U.S. District Court for the District of Connecticut

Firm Highlights

News

PPP Loans May Trigger a Qui Tam Wave

On May 28, Massachusetts Lawyers Weekly published an article, "PPP Loans Expected to Trigger Qui Tam Wave." In response to the 2020 financial crisis due to COVID-19, the Paycheck Protection Program was launched. Litigation...

Publication/Podcast

Webinar Materials: Avoiding Risk & Litigation in the COVID-19 Work Environment

On May 28, Verrill attorney Tawny Alvarez and MassPay's Paul Carelis presented "Avoiding Risk & Litigation in the COVID-19 Work Environment" and discussed unknowns and liabilities for businesses when returning to work begins. Our...

Blog

BABLO Issues Guidance on Reopening

Blog

Hand Sanitizer Relief for Distilled Spirits Extension

Event

Central Maine Human Resources Association Chapter Meeting: Flexible Work Options

Employment and labor attorney Tawny Alvarez will be presenting at the Central Maine Human Resources Association Chapter Meeting. This month's chapter meeting will focus on flexible work options. Tawny will discuss how policy impacts...

Publication/Podcast

PPP Math for the Self-Employed: And, Yes, There is Still Time

The Small Business Administration reports that as of May 23 it still had nearly $150 billion of untapped Paycheck Protection Program funds. The Program has been underutilized by self-employed business owners, in part due...

Matter

Political Service

Mayor, City of Portland (2005-2006) Portland City Council (2002-2008) Portland City Council Transportation Committee, Chair (2002-2005) Jetport Master Planning Committee, Chair (2005-2007) Greater Portland Transit District, Trustee (2002-2005) Narrow Gauge Rail Alignment Committee, Chair...

Matter

Community Service

Portland Regional Chamber, Chair (2012-14) Trustee (2008-16; 2019- present) Portland Community Chamber of Commerce, President (2019- ) Trustee (2016-present) Maine State Chamber of Commerce, Trustee (2009 - present) Project Green Schools, Advisory Trustee (2017-present...

Event

2020 OHRP Exploratory Workshop

Health care attorney Emily Fogler will be presenting at the 2020 OHRP Exploratory Workshop in the third session, discussing sharing responsibilities and protecting participants - redefining roles in the single IRB era. Stay tuned...

News

Bill is Passed for Eased Restrictions on PPP Loan

On June 3, the Senate passed the Paycheck Protection Flexibility Act, easing the restrictions on how businesses spend their Paycheck Protection Program (PPP) loans, which may allow small business owners more room for qualifying...